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Rules for Uniform Domain Name Dispute Resolution Policy
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Rules for Uniform Domain Name Dispute Resolution
Policy
(the "Rules")
(As Approved by ICANN on October 24, 1999)
Administrative proceedings for the resolution
of disputes under the Uniform Dispute Resolution Policy adopted
by ICANN shall be governed by these Rules and also the Supplemental
Rules of the Provider administering the proceedings, as posted
on its web site.
1. DefinitionsIn these Rules:
Complainant means the party initiating
a complaint concerning a domain-name registration.ICANN
refers to the Internet Corporation for Assigned Names and Numbers.Mutual
Jurisdiction means a court jurisdiction at the location
of either (a) the principal office of the Registrar (provided
the domain-name holder has submitted in its Registration Agreement
to that jurisdiction for court adjudication of disputes concerning
or arising from the use of the domain name) or (b) the domain-name
holder's address as shown for the registration of the domain
name in Registrar's Whois database at the time the complaint
is submitted to the Provider.Panel means an administrative
panel appointed by a Provider to decide a complaint concerning
a domain-name registration.Panelist means an individual
appointed by a Provider to be a member of a Panel.Party
means a Complainant or a Respondent.Policy means the
Uniform Domain Name Dispute Resolution Policy that is incorporated
by reference and made a part of the Registration Agreement.Provider
means a dispute-resolution service provider approved by ICANN.
A list of such Providers appears at www.icann.org/udrp/approved-providers.htm.Registrar
means the entity with which the Respondent has registered a
domain name that is the subject of a complaint.Registration
Agreement means the agreement between a Registrar and a
domain-name holder.Respondent means the holder of a domain-name
registration against which a complaint is initiated.Reverse
Domain Name Hijacking means using the Policy in bad faith
to attempt to deprive a registered domain-name holder of a domain
name.Supplemental Rules means the rules adopted by the
Provider administering a proceeding to supplement these Rules.
Supplemental Rules shall not be inconsistent with the Policy
or these Rules and shall cover such topics as fees, word and
page limits and guidelines, the means for communicating with
the Provider and the Panel, and the form of cover sheets.
2. Communications
(a) When forwarding a complaint to the Respondent,
it shall be the Provider's responsibility to employ reasonably
available means calculated to achieve actual notice to Respondent.
Achieving actual notice, or employing the following measures
to do so, shall discharge this responsibility:
(i) sending the complaint to all postal-mail
and facsimile addresses (A) shown in the domain name's registration
data in Registrar's Whois database for the registered domain-name
holder, the technical contact, and the administrative contact
and (B) supplied by Registrar to the Provider for the registration's
billing contact; and(ii) sending the complaint in electronic
form (including annexes to the extent available in that form)
by e-mail to:
(A) the e-mail addresses for those technical,
administrative, and billing contacts;(B) postmaster@<the
contested domain name>; and(C) if the domain name (or
"www." followed by the domain name) resolves to an active
web page (other than a generic page the Provider concludes
is maintained by a registrar or ISP for parking domain-names
registered by multiple domain-name holders), any e-mail
address shown or e-mail links on that web page; and
(iii) sending the complaint to any address
the Respondent has notified the Provider it prefers and, to
the extent practicable, to all other addresses provided to
the Provider by Complainant under Paragraph 3(b)(v).
(b) Except as provided in Paragraph 2(a), any
written communication to Complainant or Respondent provided
for under these Rules shall be made by the preferred means stated
by the Complainant or Respondent, respectively (see Paragraphs
3(b)(iii) and 5(b)(iii)), or in the absence of such specification
(i) by telecopy or facsimile transmission,
with a confirmation of transmission; or(ii) by postal or courier
service, postage pre-paid and return receipt requested; or(iii)
electronically via the Internet, provided a record of its
transmission is available.
(c) Any communication to the Provider or the
Panel shall be made by the means and in the manner (including
number of copies) stated in the Provider's Supplemental Rules.(d)
Communications shall be made in the language prescribed in Paragraph
11. E-mail communications should, if practicable, be sent in
plaintext.(e) Either Party may update its contact details by
notifying the Provider and the Registrar.(f) Except as otherwise
provided in these Rules, or decided by a Panel, all communications
provided for under these Rules shall be deemed to have been
made:
(i) if delivered by telecopy or facsimile
transmission, on the date shown on the confirmation of transmission;
or(ii) if by postal or courier service, on the date marked
on the receipt; or(iii) if via the Internet, on the date that
the communication was transmitted, provided that the date
of transmission is verifiable.
(g) Except as otherwise provided in these Rules,
all time periods calculated under these Rules to begin when
a communication is made shall begin to run on the earliest date
that the communication is deemed to have been made in accordance
with Paragraph 2(f).(h) Any communication by
(i) a Panel to any Party shall be copied to
the Provider and to the other Party;(ii) the Provider to any
Party shall be copied to the other Party; and(iii) a Party
shall be copied to the other Party, the Panel and the Provider,
as the case may be.
(i) It shall be the responsibility of the sender
to retain records of the fact and circumstances of sending,
which shall be available for inspection by affected parties
and for reporting purposes.(j) In the event a Party sending
a communication receives notification of non-delivery of the
communication, the Party shall promptly notify the Panel (or,
if no Panel is yet appointed, the Provider) of the circumstances
of the notification. Further proceedings concerning the communication
and any response shall be as directed by the Panel (or the Provider).
3. The Complaint
(a) Any person or entity may initiate an administrative
proceeding by submitting a complaint in accordance with the
Policy and these Rules to any Provider approved by ICANN. (Due
to capacity constraints or for other reasons, a Provider's ability
to accept complaints may be suspended at times. In that event,
the Provider shall refuse the submission. The person or entity
may submit the complaint to another Provider.)(b) The complaint
shall be submitted in hard copy and (except to the extent not
available for annexes) in electronic form and shall:
(i) Request that the complaint be submitted
for decision in accordance with the Policy and these Rules;(ii)
Provide the name, postal and e-mail addresses, and the telephone
and telefax numbers of the Complainant and of any representative
authorized to act for the Complainant in the administrative
proceeding;(iii) Specify a preferred method for communications
directed to the Complainant in the administrative proceeding
(including person to be contacted, medium, and address information)
for each of (A) electronic-only material and (B) material
including hard copy;(iv) Designate whether Complainant elects
to have the dispute decided by a single-member or a three-member
Panel and, in the event Complainant elects a three-member
Panel, provide the names and contact details of three candidates
to serve as one of the Panelists (these candidates may be
drawn from any ICANN-approved Provider's list of panelists);(v)
Provide the name of the Respondent (domain-name holder) and
all information (including any postal and e-mail addresses
and telephone and telefax numbers) known to Complainant regarding
how to contact Respondent or any representative of Respondent,
including contact information based on pre-complaint dealings,
in sufficient detail to allow the Provider to send the complaint
as described in Paragraph 2(a);(vi) Specify the domain name(s)
that is/are the subject of the complaint;(vii) Identify the
Registrar(s) with whom the domain name(s) is/are registered
at the time the complaint is filed;(viii) Specify the trademark(s)
or service mark(s) on which the complaint is based and, for
each mark, describe the goods or services, if any, with which
the mark is used (Complainant may also separately describe
other goods and services with which it intends, at the time
the complaint is submitted, to use the mark in the future.);(ix)
Describe, in accordance with the Policy, the grounds on which
the complaint is made including, in particular,
(1) the manner in which the domain name(s)
is/are identical or confusingly similar to a trademark or
service mark in which the Complainant has rights; and(2)
why the Respondent (domain-name holder) should be considered
as having no rights or legitimate interests in respect of
the domain name(s) that is/are the subject of the complaint;
and(3) why the domain name(s) should be considered as having
been registered and being used in bad faith
(The description should, for elements (2)
and (3), discuss any aspects of Paragraphs 4(b) and 4(c) of
the Policy that are applicable. The description shall comply
with any word or page limit set forth in the Provider's Supplemental
Rules.);(x) Specify, in accordance with the Policy, the remedies
sought;(xi) Identify any other legal proceedings that have
been commenced or terminated in connection with or relating
to any of the domain name(s) that are the subject of the complaint;(xii)
State that a copy of the complaint, together with the cover
sheet as prescribed by the Provider's Supplemental Rules,
has been sent or transmitted to the Respondent (domain-name
holder), in accordance with Paragraph 2(b);(xiii) State that
Complainant will submit, with respect to any challenges to
a decision in the administrative proceeding canceling or transferring
the domain name, to the jurisdiction of the courts in at least
one specified Mutual Jurisdiction;(xiv) Conclude with the
following statement followed by the signature of the Complainant
or its authorized representative:
"Complainant agrees that its claims and
remedies concerning the registration of the domain name,
the dispute, or the dispute's resolution shall be solely
against the domain-name holder and waives all such claims
and remedies against (a) the dispute-resolution provider
and panelists, except in the case of deliberate wrongdoing,
(b) the registrar, (c) the registry administrator, and (d)
the Internet Corporation for Assigned Names and Numbers,
as well as their directors, officers, employees, and agents.""Complainant
certifies that the information contained in this Complaint
is to the best of Complainant's knowledge complete and accurate,
that this Complaint is not being presented for any improper
purpose, such as to harass, and that the assertions in this
Complaint are warranted under these Rules and under applicable
law, as it now exists or as it may be extended by a good-faith
and reasonable argument."; and
(xv) Annex any documentary or other evidence,
including a copy of the Policy applicable to the domain name(s)
in dispute and any trademark or service mark registration
upon which the complaint relies, together with a schedule
indexing such evidence.
(c) The complaint may relate to more than one
domain name, provided that the domain names are registered by
the same domain-name holder.
4. Notification of Complaint
(a) The Provider shall review the complaint
for administrative compliance with the Policy and these Rules
and, if in compliance, shall forward the complaint (together
with the explanatory cover sheet prescribed by the Provider's
Supplemental Rules) to the Respondent, in the manner prescribed
by Paragraph 2(a), within three (3) calendar days following
receipt of the fees to be paid by the Complainant in accordance
with Paragraph 19.(b) If the Provider finds the complaint to
be administratively deficient, it shall promptly notify the
Complainant and the Respondent of the nature of the deficiencies
identified. The Complainant shall have five (5) calendar days
within which to correct any such deficiencies, after which the
administrative proceeding will be deemed withdrawn without prejudice
to submission of a different complaint by Complainant.(c) The
date of commencement of the administrative proceeding shall
be the date on which the Provider completes its responsibilities
under Paragraph 2(a) in connection with forwarding the Complaint
to the Respondent.(d) The Provider shall immediately notify
the Complainant, the Respondent, the concerned Registrar(s),
and ICANN of the date of commencement of the administrative
proceeding.
5. The Response
(a) Within twenty (20) days of the date of commencement
of the administrative proceeding the Respondent shall submit
a response to the Provider.(b) The response shall be submitted
in hard copy and (except to the extent not available for annexes)
in electronic form and shall:
(i) Respond specifically to the statements
and allegations contained in the complaint and include any
and all bases for the Respondent (domain-name holder) to retain
registration and use of the disputed domain name (This portion
of the response shall comply with any word or page limit set
forth in the Provider's Supplemental Rules.);(ii) Provide
the name, postal and e-mail addresses, and the telephone and
telefax numbers of the Respondent (domain-name holder) and
of any representative authorized to act for the Respondent
in the administrative proceeding;(iii) Specify a preferred
method for communications directed to the Respondent in the
administrative proceeding (including person to be contacted,
medium, and address information) for each of (A) electronic-only
material and (B) material including hard copy;(iv) If Complainant
has elected a single-member panel in the Complaint (see
Paragraph
3(b)(iv)), state whether Respondent elects instead to
have the dispute decided by a three-member panel;(v) If either
Complainant or Respondent elects a three-member Panel, provide
the names and contact details of three candidates to serve
as one of the Panelists (these candidates may be drawn from
any ICANN-approved Provider's list of panelists);(vi) Identify
any other legal proceedings that have been commenced or terminated
in connection with or relating to any of the domain name(s)
that are the subject of the complaint;(vii) State that a copy
of the response has been sent or transmitted to the Complainant,
in accordance with Paragraph 2(b); and(viii) Conclude with
the following statement followed by the signature of the Respondent
or its authorized representative:
"Respondent certifies that the information
contained in this Response is to the best of Respondent's
knowledge complete and accurate, that this Response is not
being presented for any improper purpose, such as to harass,
and that the assertions in this Response are warranted under
these Rules and under applicable law, as it now exists or
as it may be extended by a good-faith and reasonable argument.";
and
(ix) Annex any documentary or other evidence
upon which the Respondent relies, together with a schedule
indexing such documents.
(c) If Complainant has elected to have the dispute
decided by a single-member Panel and Respondent elects a three-member
Panel, Respondent shall be required to pay one-half of the applicable
fee for a three-member Panel as set forth in the Provider's
Supplemental Rules. This payment shall be made together with
the submission of the response to the Provider. In the event
that the required payment is not made, the dispute shall be
decided by a single-member Panel.(d) At the request of the Respondent,
the Provider may, in exceptional cases, extend the period of
time for the filing of the response. The period may also be
extended by written stipulation between the Parties, provided
the stipulation is approved by the Provider.(e) If a Respondent
does not submit a response, in the absence of exceptional circumstances,
the Panel shall decide the dispute based upon the complaint.
6. Appointment of the Panel and Timing of
Decision
(a) Each Provider shall maintain and publish
a publicly available list of panelists and their qualifications.(b)
If neither the Complainant nor the Respondent has elected a
three-member Panel (Paragraphs 3(b)(iv) and 5(b)(iv)), the Provider
shall appoint, within five (5) calendar days following receipt
of the response by the Provider, or the lapse of the time period
for the submission thereof, a single Panelist from its list
of panelists. The fees for a single-member Panel shall be paid
entirely by the Complainant.(c) If either the Complainant or
the Respondent elects to have the dispute decided by a three-member
Panel, the Provider shall appoint three Panelists in accordance
with the procedures identified in Paragraph 6(e). The fees for
a three-member Panel shall be paid in their entirety by the
Complainant, except where the election for a three-member Panel
was made by the Respondent, in which case the applicable fees
shall be shared equally between the Parties.(d) Unless it has
already elected a three-member Panel, the Complainant shall
submit to the Provider, within five (5) calendar days of communication
of a response in which the Respondent elects a three-member
Panel, the names and contact details of three candidates to
serve as one of the Panelists. These candidates may be drawn
from any ICANN-approved Provider's list of panelists.(e) In
the event that either the Complainant or the Respondent elects
a three-member Panel, the Provider shall endeavor to appoint
one Panelist from the list of candidates provided by each of
the Complainant and the Respondent. In the event the Provider
is unable within five (5) calendar days to secure the appointment
of a Panelist on its customary terms from either Party's list
of candidates, the Provider shall make that appointment from
its list of panelists. The third Panelist shall be appointed
by the Provider from a list of five candidates submitted by
the Provider to the Parties, the Provider's selection from among
the five being made in a manner that reasonably balances the
preferences of both Parties, as they may specify to the Provider
within five (5) calendar days of the Provider's submission of
the five-candidate list to the Parties.(f) Once the entire Panel
is appointed, the Provider shall notify the Parties of the Panelists
appointed and the date by which, absent exceptional circumstances,
the Panel shall forward its decision on the complaint to the
Provider.
7. Impartiality and IndependenceA
Panelist shall be impartial and independent and shall have, before
accepting appointment, disclosed to the Provider any circumstances
giving rise to justifiable doubt as to the Panelist's impartiality
or independence. If, at any stage during the administrative proceeding,
new circumstances arise that could give rise to justifiable doubt
as to the impartiality or independence of the Panelist, that Panelist
shall promptly disclose such circumstances to the Provider. In
such event, the Provider shall have the discretion to appoint
a substitute Panelist.8. Communication Between Parties and
the PanelNo Party or anyone acting on its behalf may have
any unilateral communication with the Panel. All communications
between a Party and the Panel or the Provider shall be made to
a case administrator appointed by the Provider in the manner prescribed
in the Provider's Supplemental Rules.9. Transmission of
the File to the PanelThe Provider shall forward the file
to the Panel as soon as the Panelist is appointed in the case
of a Panel consisting of a single member, or as soon as the last
Panelist is appointed in the case of a three-member Panel.10.
General Powers of the Panel
(a) The Panel shall conduct the administrative
proceeding in such manner as it considers appropriate in accordance
with the Policy and these Rules.(b) In all cases, the Panel
shall ensure that the Parties are treated with equality and
that each Party is given a fair opportunity to present its case.(c)
The Panel shall ensure that the administrative proceeding takes
place with due expedition. It may, at the request of a Party
or on its own motion, extend, in exceptional cases, a period
of time fixed by these Rules or by the Panel.(d) The Panel shall
determine the admissibility, relevance, materiality and weight
of the evidence.(e) A Panel shall decide a request by a Party
to consolidate multiple domain name disputes in accordance with
the Policy and these Rules.
11. Language of Proceedings
(a) Unless otherwise agreed by the Parties,
or specified otherwise in the Registration Agreement, the language
of the administrative proceeding shall be the language of the
Registration Agreement, subject to the authority of the Panel
to determine otherwise, having regard to the circumstances of
the administrative proceeding.(b) The Panel may order that any
documents submitted in languages other than the language of
the administrative proceeding be accompanied by a translation
in whole or in part into the language of the administrative
proceeding.
12. Further StatementsIn addition
to the complaint and the response, the Panel may request, in its
sole discretion, further statements or documents from either of
the Parties.13. In-Person HearingsThere shall be
no in-person hearings (including hearings by teleconference, videoconference,
and web conference), unless the Panel determines, in its sole
discretion and as an exceptional matter, that such a hearing is
necessary for deciding the complaint.14. Default
(a) In the event that a Party, in the absence
of exceptional circumstances, does not comply with any of the
time periods established by these Rules or the Panel, the Panel
shall proceed to a decision on the complaint.(b) If a Party,
in the absence of exceptional circumstances, does not comply
with any provision of, or requirement under, these Rules or
any request from the Panel, the Panel shall draw such inferences
therefrom as it considers appropriate.
15. Panel Decisions
(a) A Panel shall decide a complaint on the
basis of the statements and documents submitted and in accordance
with the Policy, these Rules and any rules and principles of
law that it deems applicable.(b) In the absence of exceptional
circumstances, the Panel shall forward its decision on the complaint
to the Provider within fourteen (14) days of its appointment
pursuant to Paragraph 6.(c) In the case of a three-member Panel,
the Panel's decision shall be made by a majority.(d) The Panel's
decision shall be in writing, provide the reasons on which it
is based, indicate the date on which it was rendered and identify
the name(s) of the Panelist(s).(e) Panel decisions and dissenting
opinions shall normally comply with the guidelines as to length
set forth in the Provider's Supplemental Rules. Any dissenting
opinion shall accompany the majority decision. If the Panel
concludes that the dispute is not within the scope of Paragraph
4(a) of the Policy, it shall so state. If after considering
the submissions the Panel finds that the complaint was brought
in bad faith, for example in an attempt at Reverse Domain Name
Hijacking or was brought primarily to harass the domain-name
holder, the Panel shall declare in its decision that the complaint
was brought in bad faith and constitutes an abuse of the administrative
proceeding.
16. Communication of Decision to Parties
(a) Within three (3) calendar days after receiving
the decision from the Panel, the Provider shall communicate
the full text of the decision to each Party, the concerned Registrar(s),
and ICANN. The concerned Registrar(s) shall immediately communicate
to each Party, the Provider, and ICANN the date for the implementation
of the decision in accordance with the Policy.(b) Except if
the Panel determines otherwise (see Paragraph 4(j) of the Policy),
the Provider shall publish the full decision and the date of
its implementation on a publicly accessible web site. In any
event, the portion of any decision determining a complaint to
have been brought in bad faith (see Paragraph 15(e) of these
Rules) shall be published.
17. Settlement or Other Grounds for Termination
(a) If, before the Panel's decision, the Parties
agree on a settlement, the Panel shall terminate the administrative
proceeding.(b) If, before the Panel's decision is made, it becomes
unnecessary or impossible to continue the administrative proceeding
for any reason, the Panel shall terminate the administrative
proceeding, unless a Party raises justifiable grounds for objection
within a period of time to be determined by the Panel.
18. Effect of Court Proceedings
(a) In the event of any legal proceedings initiated
prior to or during an administrative proceeding in respect of
a domain-name dispute that is the subject of the complaint,
the Panel shall have the discretion to decide whether to suspend
or terminate the administrative proceeding, or to proceed to
a decision.(b) In the event that a Party initiates any legal
proceedings during the pendency of an administrative proceeding
in respect of a domain-name dispute that is the subject of the
complaint, it shall promptly notify the Panel and the Provider.
See Paragraph 8 above.
19. Fees
(a) The Complainant shall pay to the Provider
an initial fixed fee, in accordance with the Provider's Supplemental
Rules, within the time and in the amount required. A Respondent
electing under Paragraph 5(b)(iv) to have the dispute decided
by a three-member Panel, rather than the single-member Panel
elected by the Complainant, shall pay the Provider one-half
the fixed fee for a three-member Panel. See Paragraph 5(c).
In all other cases, the Complainant shall bear all of the Provider's
fees, except as prescribed under Paragraph 19(d). Upon appointment
of the Panel, the Provider shall refund the appropriate portion,
if any, of the initial fee to the Complainant, as specified
in the Provider's Supplemental Rules.(b) No action shall be
taken by the Provider on a complaint until it has received from
Complainant the initial fee in accordance with Paragraph 19(a).(c)
If the Provider has not received the fee within ten (10) calendar
days of receiving the complaint, the complaint shall be deemed
withdrawn and the administrative proceeding terminated.(d) In
exceptional circumstances, for example in the event an in-person
hearing is held, the Provider shall request the Parties for
the payment of additional fees, which shall be established in
agreement with the Parties and the Panel.
20. Exclusion of LiabilityExcept
in the case of deliberate wrongdoing, neither the Provider nor
a Panelist shall be liable to a Party for any act or omission
in connection with any administrative proceeding under these Rules.
21. AmendmentsThe version of these Rules in effect
at the time of the submission of the complaint to the Provider
shall apply to the administrative proceeding commenced thereby.
These Rules may not be amended without the express written approval
of ICANN.
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